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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 1993-02-01
  • OK RA
    APPROVED
    Since 1993-02-01

Branch Locations

2431 E 61St St Ste 400, Tulsa, OK 74136 • United States

Talala, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Tulsa OK 03/2020 Present
Ameriprise Financial Services, Inc. Tulsa OK 09/2005 03/2020
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-21
S63 Uniform Securities Agent State Law Examination 1983-12-06
  • S65 Uniform Investment Adviser Law Examination
    1992-12-21
  • S63 Uniform Securities Agent State Law Examination
    1983-12-06
Other Names
  • Pam Woods

View on SEC IAPD

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