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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-12-04 |
Branch Locations
802 E Dupont Rd, Fort Wayne, IN 46825 • United States
220 W. Market Street, Warsaw, IN 46580 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Fort Wayne | IN | 05/2016 | 10/2016 |
| Axa Advisors, Llc | New York | NY | 10/2016 | 01/2018 |
| Nylife Securities Llc | Fort Wayne | IN | 03/2018 | 04/2023 |
| Neil Bryson | Fort Wayne | IN | 02/2018 | 01/2020 |
| Eagle Strategies Llc | Fort Wayne | IN | 06/2018 | 04/2023 |
| New York Life Insurance | Fort Wayne | IN | 01/2020 | 04/2023 |
| Inheritance Financial Solutions | Fort Wayne | IN | 05/2023 | 02/2024 |
| Next Financial Group | Fort Wayne | IN | 05/2023 | 11/2024 |
| Pnc Investments | Warsaw | IN | 12/2024 | Present |
02-2019 / Landlord / Rental Property - Duplex / Non-Investment related / No hours during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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