Kristin Marie Kotsakis

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
IL	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-02
IL RA
APPROVED

Since 2009-06-01

Branch Locations

One River Centre 10 West. State Street Suite 204, Geneva, IL 60134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present
Morgan Stanley	Geneva	IL	01/2013	Present

01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY
01/2013 → Present

Morgan Stanley

Geneva, IL

Previous Registrations

2009-04-09 → 2009-06-01

Morgan Stanley & Co. Llc

Oak Brook, IL
2002-03-22 → 2009-04-13

Northern Trust Securities, Inc.

Oakbrook Terrace, IL

Oakbrook Terrace, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-05-10
S63	Uniform Securities Agent State Law Examination	1984-08-09

S66 Uniform Combined State Law Examination

2010-05-10
S63 Uniform Securities Agent State Law Examination

1984-08-09

Other Names

Kristin M Baker
Kristin Marie Baker

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews