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Patricia Lane Lumpkin

Juno Financial Group LLC

Richmond, VA

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Current Employers
Juno Financial Group Llc

1802 Bayberry Court Suite 203, Richmond, VA 23226 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-06-22
  • VA RA
    APPROVED
    Since 2025-06-22

Branch Locations

1802 Bayberry Court Suite 203, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc Henrico VA 01/2014 12/2019
Union Bank & Trust Henrico VA 12/2013 05/2019
Raymond James Financial Services Advisors Inc. Henrico VA 10/2017 12/2019
Atlantic Union Bank Glen Allen VA 05/2019 12/2019
Juno Financial Group Richmond VA 01/2020 Present
Kestra Investment Services, Llc Richmond VA 01/2020 06/2025
Kestra Advisory Services, Llc Richmond VA 01/2020 06/2025
  • 01/2014 → 12/2019
    Raymond James Financial Services Inc
    Henrico, VA
  • 12/2013 → 05/2019
    Union Bank & Trust
    Henrico, VA
  • 10/2017 → 12/2019
    Raymond James Financial Services Advisors Inc.
    Henrico, VA
  • 05/2019 → 12/2019
    Atlantic Union Bank
    Glen Allen, VA
  • 01/2020 → Present
    Juno Financial Group
    Richmond, VA
  • 01/2020 → 06/2025
    Kestra Investment Services, Llc
    Richmond, VA
  • 01/2020 → 06/2025
    Kestra Advisory Services, Llc
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-27
S63 Uniform Securities Agent State Law Examination 1985-03-08
  • S66 Uniform Combined State Law Examination
    2017-10-27
  • S63 Uniform Securities Agent State Law Examination
    1985-03-08
Other Names
  • Patty Lane Lumpkin
  • Patricia Margaret Lane

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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