Alfonso Martin Cioffi

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
VT	RA	APPROVED	2012-07-30

NY RA
APPROVED

Since 2021-08-03
VT RA
APPROVED

Since 2012-07-30

Branch Locations

3853 Main Street, Warrensburg, NY 12885 • United States

2252 State Route 9, Lake George, NY 12845 • United States

212 Main Street, Salem, NY 12865 • United States

8646 State Rte 22, Granville, NY 12832 • United States

93 Main Street, Argyle, NY 12809 • United States

1080 Us Route 9, Schroon Lake, NY 12870 • United States

6353 State Route 9, Chestertown, NY 12817 • United States

343 Broadway, Fort Edward, NY 12828 • United States

123 Montcalm Street, Ticonderoga, NY 12883 • United States

25 West Main Street, Cambridge, NY 12816 • United States

4307 Main Street, Port Henry, NY 12974 • United States

250 Glen St, Glens Falls, NY 12801-3505 • United States

3019 State Route 4, Hudson Falls, NY 12839 • United States

1153 State Route 29, Greenwich, NY 12834 • United States

184 Broadway, Whitehall, NY 12887 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Charlotte	NC	07/2012	Present
Glens Falls National Bank	Glens Falls	NY	07/2012	Present

07/2012 → Present

Lpl Financial

Charlotte, NC
07/2012 → Present

Glens Falls National Bank

Glens Falls, NY

Previous Registrations

2010-01-13 → 2012-06-06

Key Investment Services Llc

Cohoes, NY

Rutland, VT
2007-05-10 → 2009-03-27

Cetera Investment Services Llc

St. Cloud, MN
2003-12-03 → 2007-05-11

Strategic Advisers Llc

Morristown, NJ

Other Businesses

1. 07/27/2012: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - GLENS FALLS NATIONAL INVESTMENT SERVICES - INVESTMENT RELATED - GLENS FALLS, NY. 2. 11/27/2012: OTHER-TEACHER/INSTRUCTOR - KILLINGTON SKI RESORT - SKI INSTRUCTOR - NOT INVESTMENT RELATED - TIME SPENT 1%. 3. 12/27/2024 - Arrow Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 0 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-02
S65	Uniform Investment Adviser Law Examination	1994-09-15
S63	Uniform Securities Agent State Law Examination	1993-09-14

S66 Uniform Combined State Law Examination

2003-12-02
S65 Uniform Investment Adviser Law Examination

1994-09-15
S63 Uniform Securities Agent State Law Examination

1993-09-14

Other Names

Funzie Cioffi
Alfonso Martin Cioffi

View on SEC IAPD