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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-25
CA RA APPROVED 2007-01-10
  • AZ RA
    APPROVED
    Since 2023-05-25
  • CA RA
    APPROVED
    Since 2007-01-10

Branch Locations

Scottsdale, AZ • United States

1945 Northwestern Drive, El Paso, TX 79912-1108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Scottsdale AZ 04/1990 Present
Charles Schwab Bank, Ssb Scottsdale AZ 08/2021 Present
Charles Schwab Premiere Bank Scottsdale AZ 08/2021 Present
Charles Schwab Trust Bank Scottsdale AZ 08/2021 Present
  • 04/1990 → Present
    Scottsdale, AZ
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Scottsdale, AZ
  • 08/2021 → Present
    Charles Schwab Premiere Bank
    Scottsdale, AZ
  • 08/2021 → Present
    Charles Schwab Trust Bank
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
S63 Uniform Securities Agent State Law Examination 1983-11-10
  • S66 Uniform Combined State Law Examination
    2006-12-29
  • S63 Uniform Securities Agent State Law Examination
    1983-11-10
Other Names
  • Don Hoyland

View on SEC IAPD

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