Joseph Anthony Liotta

Current Employers

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-09-14

CA RA
APPROVED

Since 2020-09-14

Branch Locations

Northport, NY • United States

645 East Missouri Avenue Suite 170, Phoenix, AZ 85012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Moors Cabot	Boston	MA	07/2015	Present

07/2015 → Present

Moors Cabot

Boston, MA

Other Businesses

Property Manager/co-owner: 52 Bayview Company PO Box 1 Centerport, NY 11721 Residential units 2-3 hours/per week, 1 hour during market hours/per month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-05-05
S63	Uniform Securities Agent State Law Examination	1983-06-10

S65 Uniform Investment Adviser Law Examination

1993-05-05
S63 Uniform Securities Agent State Law Examination

1983-06-10

Designations

View on SEC IAPD