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James Franklin Drake

Commonwealth Retirement Investments LLC

Richmond, VA

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Current Employers
Commonwealth Retirement Investments Llc

9030 Stony Point Parkway Suite 470, Richmond, VA 23235 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-01-21
VA RA APPROVED 2020-01-16
  • NC RA
    APPROVED
    Since 2020-01-21
  • VA RA
    APPROVED
    Since 2020-01-16

Branch Locations

9030 Stony Point Parkway Suite 470, Richmond, VA 23235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Richmond VA 02/1983 01/2017
Commonwealth Retirement Investments Llc Richmond VA 01/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-23
S63 Uniform Securities Agent State Law Examination 1985-12-31
  • S65 Uniform Investment Adviser Law Examination
    1994-05-23
  • S63 Uniform Securities Agent State Law Examination
    1985-12-31

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
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