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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1999-09-02
AL RA APPROVED 1994-04-29
FL RA APPROVED 1983-05-09
  • TX RA
    APPROVED_RES
    Since 1999-09-02
  • AL RA
    APPROVED
    Since 1994-04-29
  • FL RA
    APPROVED
    Since 1983-05-09

Branch Locations

815 S Palafox St, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pensacola FL 08/1982 Present
Bank Of America, N.A. Pensacola FL 12/2009 Present
Other Businesses

I*69883 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: STILLAHACKER II LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: PENSACOLA, FLORIDA UNITED STATES 0 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: OTHER, REG AGENT START DATE OF RELATIONSHIP: 3/1/2014 NUMBER OF HOURS DEVOTED: 12 ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: MY REVOCABLE TRUST WILL BE OWNER I AM CO TTEE AND I WILL BE REGISTERD AGENT OF LLC TO BUY HOLD RENT OR SELL REAL ESTATE AND/OR PRIVATE MORTGAGES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-07
S63 Uniform Securities Agent State Law Examination 1982-11-23
  • S65 Uniform Investment Adviser Law Examination
    1994-01-07
  • S63 Uniform Securities Agent State Law Examination
    1982-11-23

View on SEC IAPD

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