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Fred Edwin Gifford

Equity Investment Corp

Atlanta, GA

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Current Employers
Equity Investment Corp

1776 Peachtree Street Nw Suite 600S, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-01-03
TX RA APPROVED_RES 2016-10-03
  • GA RA
    APPROVED
    Since 2017-01-03
  • TX RA
    APPROVED_RES
    Since 2016-10-03

Branch Locations

1776 Peachtree Street Nw Suite 600S, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Distributors Inc. King Of Prussia PA 05/2011 Present
Jfb Holdings Corp Atlanta GA 02/2011 10/2017
Equity Investment Corporation Atlanta GA 09/2016 Present
  • 05/2011 → Present
    Bny Mellon Distributors Inc.
    King Of Prussia, PA
  • 02/2011 → 10/2017
    Jfb Holdings Corp
    Atlanta, GA
  • 09/2016 → Present
    Equity Investment Corporation
    Atlanta, GA
Previous Registrations
  • 2012-01-19 → 2017-10-30
    Jfb Holdings Corp
    Atlanta, GA
  • 2007-04-11 → 2011-03-10
    Optique Capital Management, Inc.
    Milwaukee, WI
Other Businesses

EQUITY INVESTMENT CORPORATION, ATLANTA, GA, INVESTMENT RELATED, Senior Director, 160 HOURS PER MONTH, ALL DURING SECURITY TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-10
S63 Uniform Securities Agent State Law Examination 1984-08-17
  • S65 Uniform Investment Adviser Law Examination
    2007-04-10
  • S63 Uniform Securities Agent State Law Examination
    1984-08-17

View on SEC IAPD

Other Firms

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HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

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