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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2011-05-06 |
Branch Locations
3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Louis | MO | 04/2011 | Present |
1. Rosarian Academy;807 N. Flagler Dr West Palm Beach FL 33401; School; Board memeber of the Rosarian Investment Committee; Asset allocation of school funds; 1/1/20;2 hr/qtr; not investment related. 2. Trustee of Non-Family Trust.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-06 |
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