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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-05-06
  • FL RA
    APPROVED
    Since 2011-05-06

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Louis MO 04/2011 Present
  • 04/2011 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
Previous Registrations
  • 2009-06-01 → 2011-04-21
    Atlanta, GA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Atlanta, GA
    W. Palm Beach, FL
  • 1995-05-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    W. Palm Beach, FL
Other Businesses

1. Rosarian Academy;807 N. Flagler Dr West Palm Beach FL 33401; School; Board memeber of the Rosarian Investment Committee; Asset allocation of school funds; 1/1/20;2 hr/qtr; not investment related. 2. Trustee of Non-Family Trust.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-18
S63 Uniform Securities Agent State Law Examination 1982-05-06
  • S65 Uniform Investment Adviser Law Examination
    1996-01-18
  • S63 Uniform Securities Agent State Law Examination
    1982-05-06
Other Names
  • Christopher David Mccray

View on SEC IAPD

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