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920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 1997-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lowe, Brockenbrough & Company, Inc. | Richmond | VA | 07/1997 | 12/2020 |
| Lowe, Brockenbrough & Company, Inc. | Richmond | VA | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 1993-12-02 |
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