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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2003-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New Bern | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Bern | NC | 11/2016 | Present |
FLYWAY FARMS INC; NOT INV RELATED; SWAN QUARTER, NC; HUNTING CLUB; 7.5% OWNER/TREASURER; START DATE 02/29/1988; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1979-09-05 |
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