John Howard Saunders

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2007-10-09
VA	RA	APPROVED	2007-05-11

FL RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2007-10-09
VA RA
APPROVED

Since 2007-05-11

Branch Locations

951 East Byrd Street, Richmond, VA 23219 • United States

601 21St Street Suite 326, Vero Beach, FL 32960 • United States

Roanoke, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Roanoke	VA	05/2007	Present

05/2007 → Present

Ubs Financial Services Inc

Roanoke, VA

Previous Registrations

2006-02-21 → 2007-05-25

Citigroup Global Markets Inc.

Roanoke, VA

New York, NY

Roanoke, VA
2004-04-12 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Roanoke, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-08
S63	Uniform Securities Agent State Law Examination	1998-09-23

S66 Uniform Combined State Law Examination

2004-04-08
S63 Uniform Securities Agent State Law Examination

1998-09-23

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews