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Garth E Anderson

Wells Fargo Clearing Services, LLC

Chicago, IL

Elwood, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-02-27
  • IL RA
    APPROVED
    Since 2020-02-27

Branch Locations

30 S Wacker Dr Ste 3900 [Support Center], Chicago, IL 60606 • United States

Elwood, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Denver CO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-27
S63 Uniform Securities Agent State Law Examination 2000-10-20
S65 Uniform Investment Adviser Law Examination 1996-11-07
  • S66 Uniform Combined State Law Examination
    2020-02-27
  • S63 Uniform Securities Agent State Law Examination
    2000-10-20
  • S65 Uniform Investment Adviser Law Examination
    1996-11-07

View on SEC IAPD

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