James William Nichols

Current Employers

Nichols Investment Management

175 Exchange Street, Bangor, ME 04401 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2015-03-16

ME RA
APPROVED

Since 2015-03-16

Branch Locations

175 Exchange Street, Bangor, ME 04401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nichols Investment Management	Bangor	ME	08/1989	Present

08/1989 → Present

Nichols Investment Management

Bangor, ME

Other Businesses

TREASURER, PHILLIPS-STRICKLAND HOUSE CORP. 21 BOYD STREET BANGOR,ME 04401 RESIDENTIAL ASSISTED LIVING FACILITY 4/2012 TO PRESENT 3 HOURS PER MONTH,1 HOUR DURING TRADING HOURS. REVIEW THE FINANCIAL STATEMENTS OF THE ORG. AND ADVISE THEM REGARDING THEIR INVESTMENT MANAGER. MEMBER OF THE INVESTMENT COMMITTEE, BANGOR LAND TRUST 27 STATE STREET BANGOR, ME 04401 BLT MANAGES THEIR PROPERTIES IN BANGOR AREA. 1 HOUR PER YEAR. HELP OVERSEE THE INVESTMENT PORTFOLIO. 4/2010 TO PRESENT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-02-26

S65 Uniform Investment Adviser Law Examination

2015-02-26