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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-03-08 |
Branch Locations
St. Petersburg, FL • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Bank | Mankato | MN | 08/2016 | 02/2019 |
| Sorrento Pacific Financial, Llc | San Diego | CA | 08/2016 | 02/2019 |
| Minnesota State University-Mankato | Mankato | MN | 08/2013 | 12/2017 |
| Ubs Financial Services Inc. | Wayzata | MN | 03/2019 | 07/2022 |
| Ubs Financial Services Inc. | St. Petersburg | FL | 07/2022 | Present |
NAME OF OTHER BUSINESS: Liquid Limo, LLC/ INVESTMENT RELATED?:N / ADDRESS: 6021 Bahia Del Mar Cir #538 / NATURE OF THE BUSINESS: Transport, Enity is a holding company used to own a US Coast Guard Registerd Yacht Owned by my Husband (marriage date 11.17.2022) for liability and tax planning proposes. / POSITION:_Enity is a holding company used to own a US Coast Guard Registerd Yacht Owned by my Husband (marriage date 11.17.2022) for liability and tax planning proposes. / DUTIES: Husband owns boat in this entity structure / START DATE: 11/17/22 / HOURS DEVOTED TO BUSINESS: NA Ampersand Stella, LLC,United States33715,CompanyHousehold Goods & TextilesOnline AI driven e-commerce business selling consumer products.Inactive / DormantProprietor / ownerManage operations of the automated business. Ensure that company is ran in compliance with federal and state laws.Start date- 8/15/2025Investment - Yes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-21 |
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