Richard Lee Intrater

Current Employers

Vivaldi Capital Management Lp

225 West Wacker Suite 2100, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-12

CA RA
APPROVED

Since 2025-12-12

Branch Locations

104 Tiburon Boulevard - Suite 200, Mill Valley, CA 94941 • United States

225 West Wacker Suite 2100, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lts Capital Advisors	Mill Valley	CA	08/2005	12/2016
Vivaldi Capital Management, Llc	Mill Valley	CA	01/2017	Present

08/2005 → 12/2016

Lts Capital Advisors

Mill Valley, CA
01/2017 → Present

Vivaldi Capital Management, Llc

Mill Valley, CA

Previous Registrations

2008-10-15 → 2008-12-31

Lts Capital Advisors

Mill Valley, CA
2002-09-09 → 2003-10-10

Starmont Asset Management, Llc

San Francisco, CA

Other Businesses

December 2014 TO PRESENT - DIRECTOR, FALLBROOK TECHNOLOGIES, Inc. and BIO2 Technologies, Inc. INVESTMENT RELATED. APPROXIMATELY 10 HOURS PER MONTH TOTAL IN DIRECTOR'S MEETINGS. 03/26/2007 to present - managing member of LTS Capital Partners which in turn manages a number of individual investment entities. investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-09-06
S63	Uniform Securities Agent State Law Examination	1980-09-05

S65 Uniform Investment Adviser Law Examination

2019-09-06
S63 Uniform Securities Agent State Law Examination

1980-09-05

Other Names

Richard Lee Intrater
Rick Intrater
Richard L. Intrater

View on SEC IAPD