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Zachary Ryan Houston

Footprints Asset Management & Research, Inc.

Omaha, NE

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Current Employers
Footprints Asset Management & Research, Inc.

Omaha, NE • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2016-08-26
IA RA APPROVED 2016-08-25
TX RA APPROVED 2016-08-25
  • NE RA
    APPROVED
    Since 2016-08-26
  • IA RA
    APPROVED
    Since 2016-08-25
  • TX RA
    APPROVED
    Since 2016-08-25

Branch Locations

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Footprints Asset Management & Research, Inc. Omaha NE 01/2015 Present
Northern Lights Distributors, Llc Omaha NE 01/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-25
  • S65 Uniform Investment Adviser Law Examination
    2016-08-25
Other Names
  • Zach Houston

View on SEC IAPD

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