Donald Stewart Hutchinson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-09-02
CT	RA	APPROVED	2004-01-08

FL RA
APPROVED

Since 2022-09-02
CT RA
APPROVED

Since 2004-01-08

Branch Locations

Naples, FL • United States

Shelton, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Milford	CT	12/2003	Present

12/2003 → Present

Lpl Financial Llc

Milford, CT

Previous Registrations

1989-06-22 → 2003-12-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

Other Businesses

1. 1/20/2004 - SAFE HARBOR FINANCIAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 06/04/2019 - NestEgg - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:03/27/2019 - 0 hrs/mo - 0 hrs during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-02-22
S63	Uniform Securities Agent State Law Examination	1985-04-04

S65 Uniform Investment Adviser Law Examination

1994-02-22
S63 Uniform Securities Agent State Law Examination

1985-04-04

View on SEC IAPD