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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-01 |
Branch Locations
404 Benton Street, Dalton, GA 30720 • United States
108 N Pentz Street Suite 2, Dalton, GA 30720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig American General Life Company | Dalton | GA | 10/2002 | Present |
| Sagepoint Financial, Inc | Chattanooga | TN | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Dalton | GA | 09/2023 | Present |
1. ADCOCK FINANCIAL GROUP, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1969 ADDRESS: 402 West Hawthorne Street Dalton, GA 30720, Dalton GA 30720, United States DESCRIPTION: sell life and health insurance 2. VITRUVIAN HEALTHCARE SYSTEM A NAME CHANGE FOR HAMILTON MEDICAL SYSTEM BOARD ONLY POSITION: Board Member - NATURE: Corporation ^Non-Profit - Hospital INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2013 ADDRESS: Memorial Dr. Dalton, GA 30720, Dalton, GA 30720 GA 30720, United States DESCRIPTION: Will serve on Board.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-13 |
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