Emily Katherine Plumley

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-01-02

MI RA
APPROVED

Since 2026-01-02

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034-5521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Southfield	MI	10/2025	Present
Guidehouse Inc	Detroit	MI	11/2021	Present
Roivant Sciences	New York	NY	02/2019	10/2021
Avalere Health	Washington	DC	07/2018	12/2018
Yale School Of Public Health	New Haven	CT	08/2017	05/2018
Yale School Of Public Health	New Haven	CT	08/2016	05/2018
Yale School Of Medicine	New Haven	CT	05/2016	08/2017
Sava's	Ann Arbor	MI	03/2014	05/2016
University Of Michigan	Ann Arbor	MI	08/2011	08/2016

10/2025 → Present

Lpl Financial Llc

Southfield, MI
11/2021 → Present

Guidehouse Inc

Detroit, MI
02/2019 → 10/2021

Roivant Sciences

New York, NY
07/2018 → 12/2018

Avalere Health

Washington, DC
08/2017 → 05/2018

Yale School Of Public Health

New Haven, CT
08/2016 → 05/2018

Yale School Of Public Health

New Haven, CT
05/2016 → 08/2017

Yale School Of Medicine

New Haven, CT
03/2014 → 05/2016

Sava's

Ann Arbor, MI
08/2011 → 08/2016

University Of Michigan

Ann Arbor, MI

Other Businesses

1- 10/2025 / GUIDEHOUSE INC / Outside/W-2 Employment / Non Investment Related / 160 hrs mnth / start 11/01/2021 2- 10/2025 / Retirement Strategy Centers / DBA for LPL Business (entity for LPL business) / Investment Related / at business location

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-27

S66 Uniform Combined State Law Examination

2025-12-27

Other Names

Emily Plumley

View on SEC IAPD