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Cody Aaron Broadwell

LPl Financial LLC

Bloomington, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-16
  • MN RA
    APPROVED
    Since 2026-07-16

Branch Locations

3601 Minnesota Dr, Ste 550, Bloomington, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Willmar MN 05/2024 08/2025
Sexton Dining (St. John's Mn) Collegeville MN 08/2020 05/2024
Cub Foods Willmar MN 06/2022 12/2023
Kohl's Willmar MN 06/2020 12/2021
St. John's Collegeville MN 08/2020 05/2024
Willmar Senior High School Willmar MN 08/2016 05/2020
Equitable Advisors, Llc New York NY 08/2025 06/2026
Unemployed Willmar MN 06/2026 07/2026
Lpl Financial Llc Bloomington MN 07/2026 Present
  • 05/2024 → 08/2025
    Unemployed
    Willmar, MN
  • 08/2020 → 05/2024
    Sexton Dining (St. John's Mn)
    Collegeville, MN
  • 06/2022 → 12/2023
    Cub Foods
    Willmar, MN
  • 06/2020 → 12/2021
    Kohl's
    Willmar, MN
  • 08/2020 → 05/2024
    St. John's
    Collegeville, MN
  • 08/2016 → 05/2020
    Willmar Senior High School
    Willmar, MN
  • 08/2025 → 06/2026
    New York, NY
  • 06/2026 → 07/2026
    Unemployed
    Willmar, MN
  • 07/2026 → Present
    Bloomington, MN
Previous Registrations
Other Businesses

1. 07/2026 - Lakeshore Group Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/16/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-12
  • S66 Uniform Combined State Law Examination
    2025-05-12
Other Names
  • Cody Broadwell

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