Robert Bauer

Current Employers

Ia Private Wealth (Usa) Inc.

26 Wellington St. East Suite 700, Toronto, Ontario M5E 1S2 • Canada

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-16

TX RA
APPROVED

Since 2025-05-16

Branch Locations

238 Portage Ave, 3Rd Floor, Winnipeg R3C 0B1 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Ia Private Wealth	Winnipeg	02/2023	Present
Unemployed	Winnipeg	09/2020	01/2023
Shaw Communications	Winnipeg	02/2015	08/2020

02/2023 → Present

Ia Private Wealth

Winnipeg
09/2020 → 01/2023

Unemployed

Winnipeg
02/2015 → 08/2020

Shaw Communications

Winnipeg

Other Businesses

iA Private Wealth Inc. ("IAPW"), A registered investment dealer with CIRO, is the Canadian Affiliate and sister company to iA Private Wealth (USA) Inc. The business is investment related. Robert Bauer is located at 238 Portage Avenue, 3rd Floor, Winnipeg, Manitoba, R3C 0B1 Canada and has been employed since 02/2023. He is a full time agent and his title with IAPW is 'Investment Advisor." He devotes 160 hours a month to this business during Business and Trading House. His Job duties include sales.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-19

S65 Uniform Investment Adviser Law Examination

2025-03-19

Other Names

Rob Bauer

View on SEC IAPD