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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-24 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Columbia | SC | 01/2025 | 05/2026 |
| Wells Fargo Bank, Na | Columbia | SC | 04/2023 | 05/2026 |
| Cadence Bank | Panama City Beach | FL | 06/2021 | 02/2023 |
| One Main Financial | Wichita Falls | TX | 11/2013 | 06/2021 |
| Empower Financial Services, Inc | Greenwood Village | CO | 06/2026 | Present |
| Empower Advisory Group | Greenwood Village | CO | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-21 |
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