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5858 High Street, Worthington, OH 43085 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-01-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Data Systems | Columbus | OH | 09/2014 | 02/2018 |
| Lindholm & Company | Worthington | OH | 02/2018 | 08/2024 |
| Royal Oak Financial Group | Worthington | OH | 08/2024 | Present |
| Royal Oak Financial Group | Worthington | OH | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-21 |
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