Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-28
CA RA APPROVED 2025-05-08
  • TX RA
    APPROVED
    Since 2025-05-28
  • CA RA
    APPROVED
    Since 2025-05-08

Branch Locations

4510 Franklin Ave, Los Angeles, CA 90027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Hollywood CA 12/2024 Present
Bank Of America Los Angeles CA 12/2021 12/2024
Thank U Pho Los Angeles CA 06/2013 Present
Bank Of America, N.A. West Hollywood CA 01/2025 Present
  • 12/2024 → Present
    West Hollywood, CA
  • 12/2021 → 12/2024
    Bank Of America
    Los Angeles, CA
  • 06/2013 → Present
    Thank U Pho
    Los Angeles, CA
  • 01/2025 → Present
    Bank Of America, N.A.
    West Hollywood, CA
Other Businesses

I*2153268, Entity Type: Entity For Profit, Name of OBA: THANK U PHO, Address: LOS ANGELES, California, 90005, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 06/01/2015, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: Family-owned restaurant. I only help during busy Holidays and/or Sundays. This schedule does not conflict with my current role.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-08
  • S66 Uniform Combined State Law Examination
    2025-05-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor