Albert Ross Crimaldi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2024-09-09
FL	RA	APPROVED	2017-02-01
CT	RA	APPROVED	2017-01-17

RI RA
APPROVED

Since 2024-09-09
FL RA
APPROVED

Since 2017-02-01
CT RA
APPROVED

Since 2017-01-17

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newton	MA	08/2016	Present
Bank Of America, N.A.	Newton	MA	02/2017	Present

08/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newton, MA
02/2017 → Present

Bank Of America, N.A.

Newton, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-13

S66 Uniform Combined State Law Examination

2017-01-13

Other Names

Albert Crimaldi

View on SEC IAPD

More in Providence, RI

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