Heather Anne Elliott-lorenz

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-10-24

WA RA
APPROVED

Since 2024-10-24

Branch Locations

1180 Hildebrand Ln Ne, Bainbridge Island, WA 98110 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Bainbridge Island	WA	07/2024	Present
Wells Fargo Bank, Na	Bainbridge Island	WA	07/2024	Present
Unemployed	7796 Ne West Port Madison Road	WA	07/2023	06/2024
Southgate Real Estate Ventures	Seattle	WA	08/2021	06/2023
Bbg	Seattle	WA	02/2020	07/2021
Self Employed	Bainbridge Island	WA	09/2018	01/2020
Cbre	Seattle	WA	09/2017	08/2018
Cushman And Wakefield	Seattle	WA	06/2015	08/2017

07/2024 → Present

Wells Fargo Clearing Services, Llc

Bainbridge Island, WA
07/2024 → Present

Wells Fargo Bank, Na

Bainbridge Island, WA
07/2023 → 06/2024

Unemployed

7796 Ne West Port Madison Road, WA
08/2021 → 06/2023

Southgate Real Estate Ventures

Seattle, WA
02/2020 → 07/2021

Bbg

Seattle, WA
09/2018 → 01/2020

Self Employed

Bainbridge Island, WA
09/2017 → 08/2018

Cbre

Seattle, WA
06/2015 → 08/2017

Cushman And Wakefield

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-21
S63	Uniform Securities Agent State Law Examination	2024-09-26

S65 Uniform Investment Adviser Law Examination

2024-10-21
S63 Uniform Securities Agent State Law Examination

2024-09-26

Other Names

Heather Anne Elliott