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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-08-03 |
| TX | RA | APPROVED | 2026-08-03 |
Branch Locations
4800 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2024 | 07/2026 |
| Offerpad | Chandler | AZ | 04/2022 | 05/2024 |
| Plumbing & Ac Medic | Gilbert | AZ | 02/2021 | 04/2022 |
| Offerpad | Chandler | AZ | 04/2019 | 05/2020 |
| Follett Corporation | Mesa | AZ | 08/2017 | 08/2017 |
| Mr. Rooter | Mesa | AZ | 07/2020 | 01/2021 |
| Mountain View High School | Mesa | AZ | 06/2015 | 08/2017 |
| Fitness Alliance Llc | Mesa | AZ | 12/2019 | 03/2020 |
| Mountainside Fitness Acquisitions, Llc | Gilbert | AZ | 06/2020 | 07/2020 |
| Penn Carrus | Chandler | AZ | 05/2024 | 06/2024 |
| Mesa Community College | Mesa | AZ | 08/2017 | 12/2019 |
| Morgan Stanley | Lake Oswego | OR | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-16 |
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