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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-09 |
| SC | RA | APPROVED | 2025-05-28 |
| TX | RA | APPROVED | 2025-05-28 |
Branch Locations
Scottsdale, AZ • United States
500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Tempe | AZ | 10/2022 | Present |
| Jpmorgan Securities Llc | Tempe | AZ | 10/2022 | Present |
| Wells Fargo Bank Na | Tempe | AZ | 09/2021 | 06/2022 |
| Sushi Brokers Arcadia | Phoenix | AZ | 06/2018 | 06/2020 |
| Envision Capital Management / Pharus Funding | Scottsdale | AZ | 11/2016 | 06/2018 |
| Unemployed | Scottsdale | AZ | 07/2022 | 09/2022 |
| Unemployed | Scottsdale | AZ | 03/2016 | 10/2016 |
| Unemployed | Scottsdale | AZ | 07/2020 | 08/2021 |
| Lpl Financial, Llc | Tempe | AZ | 04/2025 | 01/2026 |
| Lpl Financial, Llc | Scottsdale | AZ | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-21 |
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