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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-10-10
  • WA RA
    APPROVED
    Since 2025-10-10

Branch Locations

11004 Ne 11Th Street Suite 110, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snohomish Co-Op, Inc. Snohomish WA 06/2017 03/2020
Leverage Planners Bellevue WA 03/2020 07/2022
Northwestern Mutual Seattle WA 11/2022 06/2023
Unemployed Snohomish WA 01/2014 05/2017
Rivera Accountancy Llc Snohomish WA 03/2019 05/2019
Self Employed Snohomish WA 07/2022 10/2022
Seattle Netwk Ofc Llc Seattle WA 06/2023 02/2025
Northwestern Mutual Investment Services Seattle WA 01/2024 02/2025
Commonwealth Financial Network Waltham MA 09/2025 Present
Financial Advisory Partners Bellevue WA 09/2025 Present
Unemployed Kirkland WA 02/2025 09/2025
  • 06/2017 → 03/2020
    Snohomish Co-Op, Inc.
    Snohomish, WA
  • 03/2020 → 07/2022
    Leverage Planners
    Bellevue, WA
  • 11/2022 → 06/2023
    Northwestern Mutual
    Seattle, WA
  • 01/2014 → 05/2017
    Unemployed
    Snohomish, WA
  • 03/2019 → 05/2019
    Rivera Accountancy Llc
    Snohomish, WA
  • 07/2022 → 10/2022
    Self Employed
    Snohomish, WA
  • 06/2023 → 02/2025
    Seattle Netwk Ofc Llc
    Seattle, WA
  • 01/2024 → 02/2025
    Northwestern Mutual Investment Services
    Seattle, WA
  • 09/2025 → Present
    Waltham, MA
  • 09/2025 → Present
    Financial Advisory Partners
    Bellevue, WA
  • 02/2025 → 09/2025
    Unemployed
    Kirkland, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-25
S63 Uniform Securities Agent State Law Examination 2024-07-19
  • S65 Uniform Investment Adviser Law Examination
    2025-03-25
  • S63 Uniform Securities Agent State Law Examination
    2024-07-19

View on SEC IAPD

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