Sarah Catherine Rioux

Current Employers

Tfc Financial Management Inc

260 Franklin Street Suite 1888, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-07-30

MA RA
APPROVED

Since 2026-07-30

Branch Locations

260 Franklin Street Suite 1888, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Connecticut Wealth Management, Llc	Farmington	CT	08/2022	07/2026
Student	Prospect	CT	09/2005	05/2022
Tfc Financial Management Inc	Boston	MA	07/2026	Present

08/2022 → 07/2026

Connecticut Wealth Management, Llc

Farmington, CT
09/2005 → 05/2022

Student

Prospect, CT
07/2026 → Present

Tfc Financial Management Inc

Boston, MA

Previous Registrations

2022-10-26 → 2026-07-08

Connecticut Wealth Management, Llc

Farmington, CT

Other Businesses

Legacy Studios, LLC; Not investment-related; 295 California Street, Newton, MA 02458; Dance Studio; Dance Teacher; 09/2025; 8 hours per month; 0 hours during securities trading hours; teaching dance to kids

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-10-26

S65 Uniform Investment Adviser Law Examination

2022-10-26

Designations

View on SEC IAPD

Current Employers

Tfc Financial Management Inc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews