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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-03
WA RA APPROVED 2025-04-25
  • TX RA
    APPROVED
    Since 2026-06-03
  • WA RA
    APPROVED
    Since 2025-04-25

Branch Locations

205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bellevue WA 08/2016 04/2025
Wells Fargo Clearing Services, Llc Bellevue WA 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-22
  • S66 Uniform Combined State Law Examination
    2016-11-22

View on SEC IAPD

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