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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-10 |
| LA | RA | APPROVED | 2025-09-19 |
Branch Locations
Montgomery, AL • United States
2835 Zelda Rd Ste 7 & 8, Montgomery, AL 36106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fnbb Capital Markets, Llc | Baton Rouge | LA | 04/2021 | 12/2022 |
| The House In Tigerland | Baton Rouge | LA | 05/2019 | 04/2021 |
| First National Bankers Bank | Baton Rouge | LA | 04/2021 | 12/2022 |
| Louisiana State University | Baton Rouge | LA | 01/2018 | 12/2020 |
| University Of Louisiana At Monroe | Monroe | LA | 08/2016 | 12/2017 |
| Calvary Baptist Academy | Shreveport | LA | 08/2010 | 05/2016 |
| Ameriprise Financial Services, Llc | Baton Rouge | LA | 02/2025 | Present |
| State Farm | Baton Rouge | LA | 12/2022 | 10/2024 |
| Pelican External Solutions | Baton Rouge | LA | 08/2023 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-06 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-15 |
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