Inactive

Spencer Sullivan

Modera Wealth Management, LLC

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Current Employers

Modera Wealth Management, Llc

56 Jefferson Avenue, Westwood, NJ 07675 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-03-02

NC RA
APPROVED

Since 2026-03-02

Branch Locations

6101 Carnegie Blvd, Suite 220, Charlotte, NC 28209 • United States

56 Jefferson Avenue, Westwood, NJ 07675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Investment Institute, Inc	Charlotte	NC	07/2023	02/2025
Valta, Inc.	Charlotte	NC	06/2022	08/2022
University Of North Carolina At Chapel Hill	Chapel Hill	NC	08/2019	05/2023
The O'NEal School	Southern Pines	NC	08/2015	05/2019
Unc Wilmington	Wilmington	NC	01/2025	12/2025
Modera Wealth Management Llc	Westwood	NJ	03/2026	Present

07/2023 → 02/2025

Wells Fargo Investment Institute, Inc

Charlotte, NC
06/2022 → 08/2022

Valta, Inc.

Charlotte, NC
08/2019 → 05/2023

University Of North Carolina At Chapel Hill

Chapel Hill, NC
08/2015 → 05/2019

The O'NEal School

Southern Pines, NC
01/2025 → 12/2025

Unc Wilmington

Wilmington, NC
03/2026 → Present

Modera Wealth Management Llc

Westwood, NJ

Previous Registrations

2023-11-10 → 2025-02-10

Wells Fargo Investment Institute, Inc.

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-10

S65 Uniform Investment Adviser Law Examination

2023-11-10

View on SEC IAPD

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