Ryan William Phinney

Current Employers

Vail Valley Asset Management, Llc

Centennial, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-06-06

CO RA
APPROVED

Since 2022-06-06

Branch Locations

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Finra	Denver	CO	03/2014	06/2022
Vail Valley Asset Management, Llc	Centennial	CO	06/2022	Present
Colorado Department Of Revenue - Division Of Gaming	Cripple Creek	CO	11/2025	Present

03/2014 → 06/2022

Finra

Denver, CO
06/2022 → Present

Vail Valley Asset Management, Llc

Centennial, CO
11/2025 → Present

Colorado Department Of Revenue - Division Of Gaming

Cripple Creek, CO

Other Businesses

Compliance Investigator, role involves determining whether gambling establishments are complying with the Colorado Limited Gaming Act, 160 hours per month (9 hours per week during market hours); non-investment related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-03-25

S63 Uniform Securities Agent State Law Examination

2026-03-25

Designations

Other Names

Ryan Phinney

View on SEC IAPD