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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-18
  • TX RA
    APPROVED
    Since 2023-10-18

Branch Locations

Houston, TX • United States

11 Greenway Plz Ste 3000, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Houston TX 05/2022 Present
Sword Construction Kingwood TX 10/2020 05/2022
Capstone Cottages Of Lubbock Lubbock TX 10/2018 08/2020
Unemployed Kingwood TX 08/2020 10/2020
Texas Tech University Lubbock TX 08/2015 05/2020
Kingwood Country Club Kingwood TX 05/2015 08/2016
  • 05/2022 → Present
    Houston, TX
  • 10/2020 → 05/2022
    Sword Construction
    Kingwood, TX
  • 10/2018 → 08/2020
    Capstone Cottages Of Lubbock
    Lubbock, TX
  • 08/2020 → 10/2020
    Unemployed
    Kingwood, TX
  • 08/2015 → 05/2020
    Texas Tech University
    Lubbock, TX
  • 05/2015 → 08/2016
    Kingwood Country Club
    Kingwood, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-17
  • S66 Uniform Combined State Law Examination
    2023-10-17
Other Names
  • Mark Zwick

View on SEC IAPD

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