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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-02-25 |
Branch Locations
1650 S Drake Rd, Kalamazoo, MI 49006 • United States
915 W Michigan Ave, Three Rivers, MI 49093 • United States
6427 B Drive N, Battle Creek, MI 49014-7573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kellogg Community Credit Union | Battle Creek | MI | 11/2021 | Present |
| United States Air Force | F.E Warren Afb & Beale Afb | WY | 06/2015 | 01/2022 |
| Lpl Financial | Battle Creek | MI | 08/2022 | Present |
1. 8/2022 - DBA for LPL Business (entity for LPL business) - KCCU Investment Services - Investment Related - Battle Creek, MI 49014 2. 01/05/2024 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Health Insurance Agent - Start Date - 12/19/2022 - 4 Hours Per Month/0 Hours During Securities Trading 3) 02/11/2025 - TONY REID JR - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:02/11/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-16 |
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