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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Plano | TX | 05/2026 | Present |
| Vanguard Marketing Corporation | Plano | TX | 05/2026 | Present |
| Fidelity Investments | Westlake | TX | 12/2021 | 05/2023 |
| Frost Bank | Fort Worth | TX | 03/2017 | 11/2021 |
| Rebecca Huckabee | Fort Worth | TX | 12/2015 | 03/2017 |
| Jpmorgan Chase Bank, N.A. | Fort Worth | TX | 06/2023 | 11/2023 |
| J.P. Morgan Securities Llc | Fort Worth | TX | 06/2023 | 11/2023 |
| Fisher Investments | Plano | TX | 01/2024 | 04/2026 |
| Vanguard Advisers, Inc. | Plano | TX | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-28 |
| S65 | Uniform Investment Adviser Law Examination | 2024-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-01 |
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