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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-01 |
Branch Locations
Rock Hill, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 12/2021 | 09/2022 |
| Aetna | Gastonia | NC | 06/2014 | 08/2020 |
| Unemployed | Rock Hill | SC | 08/2020 | 12/2020 |
| Amazon | Charlotte | NC | 12/2020 | 03/2021 |
| Unemployed | Rock Hill | SC | 03/2021 | 12/2021 |
| Adept Hrm Solutions Llc | Charlotte | NC | 09/2022 | 12/2024 |
| Adept Benefits Solutions Llc | Charlotte | NC | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-07 |
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