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Javier Eduardo Santos

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-10-17
HI RA APPROVED 2025-10-17
ID RA APPROVED 2025-10-17
NM RA APPROVED 2025-10-17
WA RA APPROVED 2025-10-17
UT RA APPROVED 2024-08-07
MA RA APPROVED 2022-10-25
OH RA APPROVED 2022-06-17
IL RA APPROVED 2022-06-16
IN RA APPROVED 2022-06-16
MI RA APPROVED 2022-06-16
MN RA APPROVED 2022-06-16
MO RA APPROVED 2022-06-16
WI RA APPROVED 2022-06-16
WY RA APPROVED 2022-06-16
AZ RA APPROVED 2022-04-21
NV RA APPROVED 2022-04-19
VT RA APPROVED 2022-04-05
ME RA APPROVED 2022-04-04
NH RA APPROVED 2022-04-04
NY RA APPROVED 2022-04-04
RI RA APPROVED 2022-04-04
CA RA APPROVED 2022-02-09
  • AR RA
    APPROVED
    Since 2025-10-17
  • HI RA
    APPROVED
    Since 2025-10-17
  • ID RA
    APPROVED
    Since 2025-10-17
  • NM RA
    APPROVED
    Since 2025-10-17
  • WA RA
    APPROVED
    Since 2025-10-17
  • UT RA
    APPROVED
    Since 2024-08-07
  • MA RA
    APPROVED
    Since 2022-10-25
  • OH RA
    APPROVED
    Since 2022-06-17
  • IL RA
    APPROVED
    Since 2022-06-16
  • IN RA
    APPROVED
    Since 2022-06-16
  • MI RA
    APPROVED
    Since 2022-06-16
  • MN RA
    APPROVED
    Since 2022-06-16
  • MO RA
    APPROVED
    Since 2022-06-16
  • WI RA
    APPROVED
    Since 2022-06-16
  • WY RA
    APPROVED
    Since 2022-06-16
  • AZ RA
    APPROVED
    Since 2022-04-21
  • NV RA
    APPROVED
    Since 2022-04-19
  • VT RA
    APPROVED
    Since 2022-04-05
  • ME RA
    APPROVED
    Since 2022-04-04
  • NH RA
    APPROVED
    Since 2022-04-04
  • NY RA
    APPROVED
    Since 2022-04-04
  • RI RA
    APPROVED
    Since 2022-04-04
  • CA RA
    APPROVED
    Since 2022-02-09

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakmont Country Club Glendale CA 06/2019 01/2022
Togo's & Baskin Robbins La Crescenta CA 08/2016 06/2019
California State University, Northridge Northridge CA 08/2018 05/2020
Glendale Community College Glendale CA 08/2015 06/2018
Equitable Advisors Llc New York NY 08/2021 02/2022
Tcw Llc Los Angeles CA 02/2022 Present
Tcw Funds Distributors Llc Los Angeles CA 02/2022 Present
  • 06/2019 → 01/2022
    Oakmont Country Club
    Glendale, CA
  • 08/2016 → 06/2019
    Togo's & Baskin Robbins
    La Crescenta, CA
  • 08/2018 → 05/2020
    California State University, Northridge
    Northridge, CA
  • 08/2015 → 06/2018
    Glendale Community College
    Glendale, CA
  • 08/2021 → 02/2022
    Equitable Advisors Llc
    New York, NY
  • 02/2022 → Present
    Tcw Llc
    Los Angeles, CA
  • 02/2022 → Present
    Tcw Funds Distributors Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-02
  • S66 Uniform Combined State Law Examination
    2022-02-02

View on SEC IAPD

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