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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-30 |
Branch Locations
200 Clayton Street 3Rd Floor, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 07/2022 | 02/2023 |
| Charles Schwab | Phoenix | AZ | 07/2021 | 06/2022 |
| Legends Miniature Golf And Batting Cages | Colorado Springs | CO | 06/2020 | 06/2021 |
| Cox Communications | Phoenix | AZ | 04/2019 | 03/2020 |
| Jimmy Johns | Colorado Springs | CO | 06/2018 | 04/2019 |
| Grand Canyon University | Phoenix | AZ | 08/2017 | 06/2021 |
| Unemployed | Colorado Springs | CO | 06/2012 | 08/2017 |
| Ashton Thomas Private Wealth, Llc | Colorado Springs | CO | 02/2023 | 06/2026 |
| M. S. Howells & Co. | Scottsdale | AZ | 02/2023 | 06/2026 |
| Corient | Denver | CO | 07/2026 | Present |
RENTAL PROPERTY, NOT INVESTMENT-RELATED; 3126 EAST LASALLE STREET, COLORADO SPRINGS, CO 80909; RENTAL PROPERTY; OWNER; PROPERTY OWNER AND MAINTENANCE; 4/01/2024; 0 HRS/MONTH DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
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