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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-12 |
| TX | RA | APPROVED | 2024-01-12 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Kalamazoo | MI | 08/2016 | 04/2017 |
| Primerica Financial Services | Kalamazoo | MI | 03/2016 | 04/2017 |
| Hope College | Student | MI | 01/2016 | 05/2019 |
| Intergrity Landscapeing | Zeeland | MI | 04/2012 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Rapids | MI | 06/2019 | 01/2024 |
| Professional Outlook Inc. | Holland | MI | 10/2016 | 12/2016 |
| Parker Dewey | Chicago | IL | 02/2017 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Rapids | MI | 06/2017 | 08/2017 |
| West Coast Chamber Of Commerce | Holland | MI | 11/2017 | 04/2018 |
| Jp Morgan | Chicago | IL | 05/2018 | 08/2018 |
| Charter Capital Partners | Grand Rapids | MI | 09/2018 | 12/2018 |
| Hope College | Holland | MI | 01/2019 | 05/2019 |
| Bank Of America, N.A. | Grand Rapids | MI | 08/2019 | 01/2024 |
| Rockefeller Financial Llc | Grand Rapids | MI | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
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