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Sophie Chin Evans

Spiderrock Advisors, LLC

Chicago, IL

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Current Employers
Spiderrock Advisors, Llc

227 West Monroe Suite 4300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-19
  • IL RA
    APPROVED
    Since 2026-07-19

Branch Locations

227 West Monroe Suite 4300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc San Francisco CA 03/2025 05/2026
Aaa Mountain West Group Walnut Creek CA 06/2024 09/2024
Ucsb Lsit Santa Barbara CA 09/2023 10/2023
Impulse Advanced Communications Goleta CA 07/2023 09/2023
Ubs Financial Services, Inc Santa Barbara CA 01/2024 04/2024
Lifetime Activities Pleasanton CA 06/2021 09/2022
University Of California, Santa Barbara Santa Barbara CA 09/2021 12/2024
Amador Valley High School Pleasanton CA 08/2017 06/2021
Harvest Park Middle School Pleasanton CA 08/2014 06/2017
Blackrock Investments, Llc Chicago IL 07/2026 Present
Blackrock Chicago IL 06/2026 Present
  • 03/2025 → 05/2026
    Ubs Financial Services, Inc
    San Francisco, CA
  • 06/2024 → 09/2024
    Aaa Mountain West Group
    Walnut Creek, CA
  • 09/2023 → 10/2023
    Ucsb Lsit
    Santa Barbara, CA
  • 07/2023 → 09/2023
    Impulse Advanced Communications
    Goleta, CA
  • 01/2024 → 04/2024
    Ubs Financial Services, Inc
    Santa Barbara, CA
  • 06/2021 → 09/2022
    Lifetime Activities
    Pleasanton, CA
  • 09/2021 → 12/2024
    University Of California, Santa Barbara
    Santa Barbara, CA
  • 08/2017 → 06/2021
    Amador Valley High School
    Pleasanton, CA
  • 08/2014 → 06/2017
    Harvest Park Middle School
    Pleasanton, CA
  • 07/2026 → Present
    Blackrock Investments, Llc
    Chicago, IL
  • 06/2026 → Present
    Blackrock
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL
CABRERA CAPITAL PARTNERS · CHICAGO, IL

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