Best Investors
Account
Sign in
Best Investors
Account
Sign in
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-10 |
Branch Locations
N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States
Valparaiso, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Insurance Company | Omaha | NE | 07/2023 | Present |
| Mutual Of Omaha Investor Services | Omaha | NE | 11/2023 | Present |
| Valparaiso Community Schools | Valparaiso | IN | 08/2013 | 07/2023 |
Insurance Agent - Start Date: 08/2023 - Non-investment Related - Insurance lines of business: Life, Health, Annuities, Accident - Hours/per week during trading hours: 5. Mutual of Omaha Mortgage Lead Incentive Program; Not Investment Related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for those services. Financial Advisor; Thrive Financial, LLC; Start Date: 11/2024; Investment-Related; 5 hours per week. DBA Name: Thrive Financial, LLC; Start Date: 05/2024. Ascend Learning Financial Securities Instructor; Not Investment Related; 35 hrs/week; Provide educational instruction to students preparing for financial securities licensing examinations through live and virtual training. Start Date: 4/2026.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-09 |
Reach out to this advisor