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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-12 |
Branch Locations
1022 Ashes Drive Suite 102, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 05/2017 | 03/2019 |
| Credit Suisse | Morrisville | NC | 08/2016 | 05/2017 |
| Bank Of America, N.A. | Raleigh | NC | 10/2017 | 03/2019 |
| Ameriprise Financial Services, Inc. | Raleigh | NC | 03/2019 | 03/2024 |
| Raymond James Financial Services, Inc. | Charlotte | NC | 03/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Charlotte | NC | 03/2024 | Present |
| Townebank | Charlotte | NC | 03/2024 | Present |
| Ameriprise Financial Services, Llc | Raleigh | NC | 03/2020 | 03/2024 |
(1)Name of Business: The Bray Harris Group Address: 6337 Carnegie Blvd, Charlotte, NC, 28211-3510, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/12/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a financial advisor with Towne Wealth Management. Our Team's name is The Bray Harris Group. (2)Name of Business: Towne Wealth Management Address: 6337 Carnegie Blvd, Charlotte, NC, 28211-3510, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/12/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Primary responsibilities include providing financial advice, investment management, and financial planning to Towne Wealth Management clients via Raymond James Financial Services, Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-29 |
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