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Current Employers
Fern Financial Group, Llc

Mesa, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-22
  • AZ RA
    APPROVED
    Since 2025-12-22

Branch Locations

Scottsdale, AZ • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Santa Clara CA 07/2023 Present
Global Care Medical Group Ipa Ingelwood CA 07/2018 Present
Life Time Fitness Peoria AZ 05/2022 06/2025
Hotel Valley Ho Scottsdale AZ 12/2022 07/2023
Wfg Rolling Hills Estates CA 07/2018 10/2022
Mississippi Valley State University Itta Bena MS 08/2016 05/2018
East Los Angeles College Los Angeles CA 04/2015 08/2016
Revolution Financial Management Pasadena CA 07/2018 05/2023
Edelman Financial Engines Scottsdale AZ 07/2023 06/2025
Eos Scottsdale AZ 10/2025 Present
Fern Financial Group, Llc Mesa AZ 12/2025 Present
  • 07/2023 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 07/2018 → Present
    Global Care Medical Group Ipa
    Ingelwood, CA
  • 05/2022 → 06/2025
    Life Time Fitness
    Peoria, AZ
  • 12/2022 → 07/2023
    Hotel Valley Ho
    Scottsdale, AZ
  • 07/2018 → 10/2022
    Wfg
    Rolling Hills Estates, CA
  • 08/2016 → 05/2018
    Mississippi Valley State University
    Itta Bena, MS
  • 04/2015 → 08/2016
    East Los Angeles College
    Los Angeles, CA
  • 07/2018 → 05/2023
    Revolution Financial Management
    Pasadena, CA
  • 07/2023 → 06/2025
    Scottsdale, AZ
  • 10/2025 → Present
    Eos
    Scottsdale, AZ
  • 12/2025 → Present
    Mesa, AZ
Previous Registrations
Other Businesses

1) Global Care Medical Group IPA; INVESTMENT RELATED: No; ADDRESS: 11149 S Crenshaw Blvd, Inglewod, CA 90303; NATURE: Health Care; POSITION: Enrollment Coordinator; START DATE: 07/09/2018; NUMBER OF HOURS/MONTH: 10 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Assist with patient's questions regarding Medicare health plan benefits. 2) Life Time; INVESTMENT RELATED: No; ADDRESS: 24700 N 67th Ave, Peoria, AZ 85383; NATURE: Fitness gym.; POSITION: Membership Concierge level 2; START DATE: 05/09/2022; NUMBER OF HOURS/MONTH: 28 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Helping members with account questions and servicing potential new clients that would like to join Life Time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-06
  • S65 Uniform Investment Adviser Law Examination
    2023-10-06

View on SEC IAPD

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