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Spencer Besant

Ubs Financial Services Inc.

Palm Beach Gardens, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-20
  • FL RA
    APPROVED
    Since 2026-08-20

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach Gardens FL 02/2025 08/2026
Ubs Buffalo NY 06/2023 08/2023
Wegmans Food Markets Buffalo NY 03/2020 06/2024
Palm Beach Atlantic University West Palm Beach FL 08/2021 12/2024
Unemployed Buffalo NY 01/2015 03/2020
Merrill Lynch Palm Beach Gardens FL 06/2024 08/2024
Ubs Financial Services Inc. Palm Beach Gardens FL 08/2026 Present
  • 02/2025 → 08/2026
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Palm Beach Gardens, FL
  • 06/2023 → 08/2023
    Ubs
    Buffalo, NY
  • 03/2020 → 06/2024
    Wegmans Food Markets
    Buffalo, NY
  • 08/2021 → 12/2024
    Palm Beach Atlantic University
    West Palm Beach, FL
  • 01/2015 → 03/2020
    Unemployed
    Buffalo, NY
  • 06/2024 → 08/2024
    Merrill Lynch
    Palm Beach Gardens, FL
  • 08/2026 → Present
    Ubs Financial Services Inc.
    Palm Beach Gardens, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-12
  • S66 Uniform Combined State Law Examination
    2025-05-12

View on SEC IAPD

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