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Joseph Michael Smiley

Osaic Wealth, Inc.

Richmond, VA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-04-03
  • VA RA
    APPROVED
    Since 2025-04-03

Branch Locations

8720 Stony Point Parkway Suite 325, Richmond, VA 23235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Richmond VA 02/2025 Present
Staunton River State Park Scottsburg VA 05/2014 08/2016
High School Student Halifax VA 08/2016 05/2020
Ymca Of South Boston Va South Boston VA 05/2017 03/2020
Jimmy Johns Grand Rapids MI 09/2021 12/2021
College Student Decatur IL 08/2020 12/2024
Cutco Cutlery Lynchburg VA 05/2022 08/2022
Decatur Family Ymca Decatur IL 10/2022 05/2023
Capitol Financial Solutions Richmond VA 05/2023 08/2023
Northwestern Mutual Decatur IL 02/2024 08/2024
  • 02/2025 → Present
    Osaic
    Richmond, VA
  • 05/2014 → 08/2016
    Staunton River State Park
    Scottsburg, VA
  • 08/2016 → 05/2020
    High School Student
    Halifax, VA
  • 05/2017 → 03/2020
    Ymca Of South Boston Va
    South Boston, VA
  • 09/2021 → 12/2021
    Jimmy Johns
    Grand Rapids, MI
  • 08/2020 → 12/2024
    College Student
    Decatur, IL
  • 05/2022 → 08/2022
    Cutco Cutlery
    Lynchburg, VA
  • 10/2022 → 05/2023
    Decatur Family Ymca
    Decatur, IL
  • 05/2023 → 08/2023
    Capitol Financial Solutions
    Richmond, VA
  • 02/2024 → 08/2024
    Northwestern Mutual
    Decatur, IL
Other Businesses

1. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/28/2025 ADDRESS: 8720 Stony Point Pkwy Suite 325, Richmond VA 23235, United States DESCRIPTION: I am a financial advisor / planner working to create holistic financial plans for clients through investments, insurance, and planning collaborating with other advisors at capitol financial solutions. 2. INSURANCE BROKERAGE POSITION: Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/28/2025 ADDRESS: 8720 Stony Point Pwky Suite 325, Richmond VA 23235, United States DESCRIPTION: Independent insurance agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-02
  • S66 Uniform Combined State Law Examination
    2025-04-02
Other Names
  • Joseph Michael Smiley
  • Joseph Smiley

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